Unclaimed
Jonathan Fenton has been working in the financial industry since December 1996. Jonathan is currently registered with Cetera Advisor Networks LLC in Nevada. Previously, Jonathan was registered with FIRST FINANCIAL EQUITY CORPORATION, QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES, INC., ROYAL ALLIANCE ASSOCIATES, INC., AURA FINANCIAL SERVICES, INC., RM STARK & CO INC, KRIEGER FINANCIAL SERVICES, INC., TRANSAM SECURITIES, INC., CFG SECURITIES CORP, and ASCEND FINANCIAL SERVICES, INC.. Jonathan holds the Series 6, Series 7, Series 24, and Series 63 licenses. Jonathan is also registered in California, Nevada, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
04/20/2022 - Present
Cetera Advisor Networks LLC (LAS VEGAS NV)
NV
01/02/2019 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (LAS VEGAS NV)
NV
12/01/2006 - 12/31/2018
QUESTAR CAPITAL CORPORATION (LAS VEGAS NV)
NV
08/25/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (LAS VEGAS NV)
NV
10/06/2003 - 09/11/2006
ROYAL ALLIANCE ASSOCIATES, INC. (LAS VEGAS NV)
AL
11/26/2001 - 10/10/2003
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
01/12/2001 - 11/23/2001
RM STARK & CO INC. (LAKE WORTH BEACH FL)
FL
07/26/1999 - 01/02/2001
KRIEGER FINANCIAL SERVICES, INC. (DELRAY BEACH FL)
CA
11/19/1998 - 08/24/1999
TRANSAM SECURITIES, INC. (LOS ANGELES CA)
FL
05/11/1998 - 11/24/1998
CFG SECURITIES CORP. (LONGWOOD FL)
MN
11/19/1996 - 04/23/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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