Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Edwards Romero is a Registered Representative, Investment Adviser Representative and has been in the industry since August 5, 2006. Jonathan Edwards Romero currently works for Northwestern Mutual Investment Services, LLC in NEW YORK, NY. Jonathan Edwards Romero previously worked for several companies including TEJAS SECURITIES GROUP, INC., LEGEND SECURITIES, INC., BARCLAYS CAPITAL INC., BEAR WAGNER SPECIALISTS LLC and BEAR HUNTER STRUCTURED PRODUCTS LLC. Jonathan Edwards Romero has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the Securities Industry Essentials Examination, the General Securities Representative Examination and the NYSE Trading Assistant Examination. Jonathan Edwards Romero is licensed in 19 states for Broker Check and 1 state for Investment Advisor. Jonathan Edwards Romero is currently registered with Financial Industry Regulatory Authority (FINRA) and the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
01/30/2015 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NY
11/09/2011 - 04/02/2012
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
05/09/2011 - 11/07/2011
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
12/01/2008 - 09/25/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/26/2008 - 03/25/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
04/09/2002 - 02/26/2008
BEAR HUNTER STRUCTURED PRODUCTS LLC (NEW YORK NY)
IA
Issued 01/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
Not sure Jonathan Romero is the right advisor for you? Invested Better is here to help.
