Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Edwards Romero is a financial professional with over 15 years of experience in the industry. Jonathan is currently registered with Northwestern Mutual Investment Services, LLC in New York, NY. Jonathan has a wide range of experience in the financial services industry, having previously worked at firms such as Tejas Securities Group, Inc., Legend Securities, Inc., Barclays Capital Inc., Bear Wagner Specialists LLC and Bear Hunter Structured Products LLC. Jonathan is a Series 7, Series 10, Series 9, Series 25, Series 63 and Series 65 licensed professional. Jonathan may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
01/30/2015 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NY
11/09/2011 - 04/02/2012
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
05/09/2011 - 11/07/2011
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
12/01/2008 - 09/25/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/26/2008 - 03/25/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
04/09/2002 - 02/26/2008
BEAR HUNTER STRUCTURED PRODUCTS LLC (NEW YORK NY)
IA
Issued 1/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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