Unclaimed
Jonathan Edward Ritter is a financial professional with over 35 years of experience in the financial services industry. Jonathan is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT, and Summertown, TN. Jonathan is a licensed insurance agent and has a proven track record of success in helping clients achieve their financial goals. Jonathan has held previous positions with PRUCO Securities, LLC., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investment Services LLC, Capital One Investments, LLC, InterSecurities, Inc., and W.S. Griffith & Co., Inc. Jonathan is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
TN
08/23/2013 - 04/01/2020
PRUCO SECURITIES, LLC. (Ethridge TN)
NY
05/05/2011 - 04/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
LA
05/31/2008 - 03/28/2011
CAPITAL ONE INVESTMENT SERVICES LLC (NEW ORLEANS LA)
LA
05/03/2005 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
FL
12/07/1999 - 05/02/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CT
07/02/1985 - 12/07/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 08/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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