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Jonathan Edward Rick

B.b. Graham & Company, Inc.

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About Jonathan Edward Rick

Jonathan Edward Rick is a financial advisor registered with B.b. Graham & Company, Inc.. Jonathan has been in the financial services industry since July 10, 2000. Jonathan is a licensed securities professional with expertise in investment advisory, financial planning, and portfolio management. Jonathan currently has a license to conduct business in Illinois and Minnesota. Jonathan is also licensed to conduct business in California, Colorado, Florida, Iowa, Ohio, and Wisconsin.

Firm Information

Jonathan Rick is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jonathan Rick’s Registration & Firm History

IL

12/24/2015 - Present

B.b. Graham & Company, Inc. (LINCOLNSHIRE IL)

IL

04/01/2003 - 12/31/2007

FIRST MIDAMERICA INVESTMENT CORPORATION (VERNON HILLS IL)

NY

08/09/2001 - 03/28/2003

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

11/03/2000 - 07/16/2001

POLAR INVESTMENT COUNSEL, INC. (THIEF RIVER FALLS MN)

IL

06/15/2000 - 11/02/2000

SHEPHERD FINANCIAL GROUP, LLC (VERNON HILLS IL)

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Licenses & Designations

BOTH

Issued 05/11/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/01/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Edward Rick.
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