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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan McCarty is a financial advisor at RIA Advisors. Jonathan has been in the financial services industry since 2012. Jonathan has a broad range of experience in the financial services industry, having previously worked at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Chase Investment Services Corp. Jonathan is a Certified Financial Planner and Chartered Financial Analyst, and holds the following FINRA Series Licenses: 6, 7, 9, 10, 63, and 66. Jonathan specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Jonathan works with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/23/2023 - Present
RIA Advisors (HOUSTON TX)
TX
11/08/2018 - 02/06/2022
J.P. MORGAN SECURITIES LLC (Houston TX)
CA
07/13/2012 - 05/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
05/14/2012 - 06/22/2012
CHASE INVESTMENT SERVICES CORP. (CHATSWORTH CA)
BOTH
Issued 09/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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