Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan e? Claim Your ProfileJonathan Kelley is a financial professional with over 16 years of experience in the securities industry. Jonathan has a diverse background in financial services, having worked at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC, and Tradeweb L.L.C. Jonathan is currently registered with Bofa Securities, Inc., where Jonathan focuses on providing research-related services to clients. Jonathan holds the Series 7, Series 55, Series 57TO, and SIE licenses. Jonathan is also registered to provide securities-related services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MA
05/10/2019 - Present
Bofa Securities, Inc. (BOSTON MA)
MA
02/07/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/27/2010 - 01/31/2017
CREDIT SUISSE SECURITIES (USA) LLC (Boston MA)
NY
02/10/2009 - 04/20/2010
TRADEWEB L.L.C (NEW YORK NY)
MA
05/19/2006 - 03/22/2007
FTN MIDWEST SECURITIES CORP. (BOSTON MA)
MA
07/20/1999 - 04/09/2001
MOORS & CABOT, INC. (BOSTON MA)
NY
05/12/1999 - 07/28/1999
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
BC
Issued 03/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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