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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Dwayne Cox is a financial advisor at Morgan Stanley. Jonathan has been in the securities industry since 1983. Jonathan works with a variety of clients, including individuals, families, businesses, and institutions. Jonathan provides a range of financial services, including investment management, financial planning, and retirement planning. Jonathan has a strong track record of success in helping clients achieve their financial goals. Jonathan is also a registered representative with the Financial Industry Regulatory Authority (FINRA). Jonathan is licensed to sell securities in several states. Jonathan is committed to providing his clients with the highest level of service and expertise. Jonathan is a member of the National Association of Personal Financial Advisors (NAPFA). Jonathan is also a member of the Certified Financial Planner Board of Standards (CFP Board). Jonathan is dedicated to helping clients build a secure financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NM
12/21/2010 - Present
Morgan Stanley (Albuquerque NM)
CO
11/17/2000 - 12/07/2010
UBS FINANCIAL SERVICES INC. (GREELEY CO)
MN
02/16/1996 - 12/12/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
07/31/1993 - 03/05/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/24/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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