Unclaimed
Jonathan Dorfman is a financial professional with over 13 years of experience in the industry. Jonathan is currently registered with Cantor Fitzgerald & Co. and holds Series 7, 24, 55, 57TO and SIE licenses. Jonathan has previously held a position at Barclays Capital Inc. and is registered in Illinois, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/09/2010 - 03/09/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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