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Jonathan Dipaola Main

State Street Global Advisors Funds Distributors, LLC

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About Jonathan Dipaola Main

Jonathan Dipaola Main is a financial advisor with State Street Global Advisors Funds Distributors, LLC. Jonathan has been in the securities industry since November 20, 2013. Jonathan is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 52 states. Jonathan holds the Series 63, Series 7 and SIE licenses. Jonathan is also registered with State Street Global Advisors Funds Distributors, LLC.

Firm Information

Jonathan Main is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Main’s Registration & Firm History

MA

11/21/2013 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

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Licenses & Designations

BC

Issued 12/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Dipaola Main.
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