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Jonathan Diorio

Blackrock Investments, LLC

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About Jonathan Diorio

Jonathan Diorio is a financial advisor with over 20 years of experience in the industry. Jonathan is currently registered with Blackrock Investments, LLC and has been with the firm since December 2011. Previously, Jonathan was registered with DWS Investments Distributors, Inc., Scudder Investor Services, Inc., and Deutsche Bank Securities Inc. Jonathan holds a Series 6, Series 7, Series 24 and Series 63 licenses. Jonathan is licensed in 53 states and is a registered representative of FINRA and a member of the Securities Industry and Financial Markets Association (SIFMA).

Firm Information

Jonathan Diorio is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Diorio’s Registration & Firm History

NY

12/23/2011 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

03/09/2005 - 07/19/2011

DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)

NY

05/30/2003 - 03/14/2005

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

12/19/2002 - 05/30/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Diorio.
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