Unclaimed
Jonathan Diorio is a financial advisor with over 20 years of experience in the industry. Jonathan is currently registered with Blackrock Investments, LLC and has been with the firm since December 2011. Previously, Jonathan was registered with DWS Investments Distributors, Inc., Scudder Investor Services, Inc., and Deutsche Bank Securities Inc. Jonathan holds a Series 6, Series 7, Series 24 and Series 63 licenses. Jonathan is licensed in 53 states and is a registered representative of FINRA and a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/23/2011 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
03/09/2005 - 07/19/2011
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
05/30/2003 - 03/14/2005
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
12/19/2002 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 04/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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