Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan David Swerdloff is an Investment Advisor Representative at LPL Financial LLC. Jonathan has been in the financial services industry since December 1992. Jonathan holds the Series 63, Series 65, Series 7, and SIE licenses and is registered in 13 states including Maryland, Texas, Florida, Virginia, North Carolina, and others. Jonathan is also registered with the Securities and Exchange Commission (SEC) and FINRA. In addition to working with LPL Financial LLC, Jonathan is also the founder of Jonathan D. Swerdloff, PA, a CPA firm that provides tax preparation, accounting, and investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
10/13/2022 - Present
LPL Financial LLC (DAVIDSONVILLE MD)
MD
12/07/1992 - 10/12/2022
AVANTAX INVESTMENT SERVICES, INC. (DAVIDSONVILLE MD)
IA
Issued 11/15/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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