Unclaimed
Jonathan Spiegel is a financial professional who has been in the industry since May 2006. Jonathan currently works for Nylife Distributors LLC, where Jonathan has been employed since October 2016. Prior to working at Nylife Distributors LLC, Jonathan worked at several other firms, including Goldman, Sachs & Co., Morgan Stanley Distribution, Inc., TD Ameritrade, Inc., PNC Investments, and Ameriprise Financial Services, Inc.. Jonathan is registered with the state of New York to offer securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2016 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
06/01/2010 - 09/09/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
05/19/2009 - 07/09/2010
MORGAN STANLEY DISTRIBUTION, INC. (WEST CONSHOHOCKEN PA)
PA
07/03/2007 - 08/23/2007
TD AMERITRADE, INC. (PHILADELPHIA PA)
PA
05/03/2006 - 06/19/2007
PNC INVESTMENTS (PHILADELPHIA PA)
PA
07/08/2004 - 05/01/2006
AMERIPRISE FINANCIAL SERVICES, INC. (WEST CHESTER PA)
MN
07/08/2004 - 05/01/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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