Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan David Sopher is an investment advisor representative at Stifel, Nicolaus & Company, Inc. based in NEW YORK, NY. Jonathan is registered with Financial Industry Regulatory Authority (FINRA) and has been in the securities industry for over 30 years. Jonathan has a broad range of experience in the financial industry, having previously worked at Barclays Capital Inc., Jefferies & Company, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, SG Cowen Securities Corporation, Cowen & Co. and Oppenheimer & Co., Inc. Jonathan is licensed to provide investment advice in 49 states and the District of Columbia. Jonathan's areas of specialization include equities, fixed income, mutual funds, options, and retirement planning. Jonathan offers investment advisory services to individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/21/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
11/18/2011 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/26/2004 - 11/21/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
MO
07/01/2003 - 01/28/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/16/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/01/1998 - 08/11/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
07/16/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
03/15/1993 - 08/05/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 08/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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