Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan David Schlackman is a financial advisor with Wells Fargo Clearing Services, LLC. Jonathan has been in the financial services industry since 1977. Prior to joining Wells Fargo Clearing Services, LLC, Jonathan was a financial advisor at Morgan Stanley and UBS Financial Services Inc. Jonathan is registered with the Securities and Exchange Commission (SEC) as a registered representative and investment advisor representative. Jonathan holds the Series 3, 7, 9, 10, 24, 63, and 66 securities licenses. Jonathan is a graduate of Tulane University and holds a Master of Business Administration (MBA) from the University of New Orleans. Jonathan specializes in providing financial planning, portfolio management, and investment consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
09/09/2015 - Present
Wells Fargo Clearing Services, LLC (NEW ORLEANS LA)
LA
06/01/2009 - 09/09/2015
MORGAN STANLEY (NEW ORLEANS LA)
LA
08/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW ORLEANS LA)
LA
08/14/2000 - 09/08/2008
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
NY
08/08/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
06/05/1984 - 08/29/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/03/1982 - 06/19/1984
BLACKSTOCK & CO., INC.
NA
03/24/1980 - 05/26/1982
BLINDER, ROBINSON & CO.,INC.
NA
06/13/1978 - 03/29/1980
ROBINSON-HUMPHREY COMPANY, INC. (THE)
NA
06/12/1978 - 07/19/1978
CAPITAL ANALYSTS, INCORPORATED
NA
07/01/1977 - 05/06/1978
ROBINSON-HUMPHREY COMPANY, INC. (THE)
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/30/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1994
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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