Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan David Raguse is a financial professional with over 8 years of experience in the securities industry. Jonathan is currently registered with Nuveen Securities, LLC and has held previous registrations with BLACK CREEK CAPITAL MARKETS, LLC, PROEQUITIES, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and JACKSON NATIONAL LIFE DISTRIBUTORS LLC. Jonathan has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice. Jonathan holds the Series 6, 7, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/04/2021 - Present
Nuveen Securities, LLC (Denver CO)
CO
06/12/2019 - 03/25/2021
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
AL
02/05/2019 - 06/19/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
CO
09/22/2015 - 11/06/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
05/17/2014 - 08/27/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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