Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Moll is a financial professional with over 20 years of experience in the industry. Jonathan is currently registered with Ba Securities, LLC and holds a Series 63 license, Series 7 license, Series 22 license, Series 6 license, Series 3 license, Series 26 license, and SIE license. Jonathan has previously worked with several other firms including Kingswood Capital Partners, LLC, Briarcliffe Credit Partners, LLC, Four Points Capital Partners LLC, White Oak Merchant Partners LLC, Purshe Kaplan Sterling Investments, KKR Capital Markets LLC, MBIA Capital Management Corp., and Allianz Global Investors Distributors LLC. Jonathan specializes in the following areas: [Add the list of specializations from the JSON data if available]
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
12/22/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
01/14/2022 - 01/04/2024
KINGSWOOD CAPITAL PARTNERS, LLC (New York NY)
NY
10/11/2022 - 12/22/2023
BRIARCLIFFE CREDIT PARTNERS, LLC (NEW YORK NY)
NJ
09/07/2021 - 01/06/2022
FOUR POINTS CAPITAL PARTNERS LLC (RIDGEWOOD NJ)
CA
04/01/2014 - 09/08/2021
WHITE OAK MERCHANT PARTNERS LLC (SAN FRANCISCO CA)
CA
06/13/2012 - 07/23/2013
PURSHE KAPLAN STERLING INVESTMENTS (SAN FRANCISCO CA)
CA
02/16/2011 - 01/12/2012
KKR CAPITAL MARKETS LLC (SAN FRANCISCO CA)
NY
01/20/2006 - 06/12/2008
MBIA CAPITAL MANAGEMENT CORP. (ARMONK NY)
NY
03/10/1999 - 08/25/2005
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 11/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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