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Jonathan David Lopez

Charles Schwab & CO., Inc.

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About Jonathan David Lopez

Jonathan David Lopez is a financial advisor with Charles Schwab & CO., Inc. Jonathan has been in the industry since 2013. He holds Series 63, 66, 7, and SIE licenses. Prior to joining Charles Schwab & CO., Inc. Jonathan was employed at E*TRADE SECURITIES LLC. Jonathan's office is located in Richardson, Texas, but he also serves clients in Phoenix, Arizona. Jonathan is registered to provide investment advisory services in Texas. Jonathan specializes in Portfolio Management for Individuals and Financial Planning.

Firm Information

Jonathan Lopez is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jonathan Lopez’s Registration & Firm History

AZ

06/18/2020 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

IL

12/02/2015 - 03/04/2020

E*TRADE SECURITIES LLC (CHICAGO IL)

TX

04/12/2013 - 04/30/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 10/21/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan David Lopez.
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