Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan David Harris is a financial advisor with Capital Client Group, Inc. Jonathan has been in the financial services industry since 2003. Jonathan has Series 6, 7, 63 and SIE licenses. Jonathan also holds the Chartered Financial Consultant designation. Jonathan is registered to provide investment advice in Illinois, Indiana and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
03/08/2018 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
03/13/2009 - 09/16/2009
LPL FINANCIAL CORPORATION (INDIANAPOLIS IN)
IN
03/20/2008 - 03/12/2009
NRP FINANCIAL, INC. (INDIANAPOLIS IN)
IN
10/20/2003 - 01/28/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
BC
Issued 05/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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