Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Cummings is a financial advisor with over 23 years of experience in the financial services industry. Jonathan is currently registered with LPL Financial LLC in Hurst, TX. Jonathan is a registered representative and investment advisor representative in Texas and holds Series 6, 7, 63, 65, and 66 securities licenses. Jonathan has also worked with Securities America, Inc. and Investacorp, Inc. in the past. Jonathan provides a range of financial services to individuals, businesses, and charitable organizations, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/14/2020 - Present
LPL Financial LLC (HURST TX)
TX
07/17/2020 - 12/10/2020
SECURITIES AMERICA, INC. (HURST TX)
TX
12/14/2009 - 07/17/2020
INVESTACORP, INC. (HURST TX)
TX
06/01/2005 - 12/23/2009
AXA ADVISORS, LLC (FORT WORTH TX)
NY
05/30/2002 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/11/1999 - 06/14/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
04/09/1996 - 12/11/1997
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 04/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Cummings is the right advisor for you? Invested Better is here to help.
