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Jonathan David Bernstein

BGC Financial, LP

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About Jonathan David Bernstein

Jonathan Bernstein is a financial professional with over 20 years of experience in the financial services industry. Jonathan currently works as a registered representative with BGC Financial, LP. Jonathan has a strong background in the securities industry and holds Series 7, SIE, and Series 63 licenses. Jonathan is registered with the Financial Industry Regulatory Authority (FINRA). Jonathan is registered in New Jersey, New York, and North Carolina. Jonathan was previously registered with Garban LLC, Intercapital International Inc., Cantor Fitzgerald Securities, AIG International Securities Inc., and Tradition (Government Securities) Inc.

Firm Information

Jonathan Bernstein is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Bernstein’s Registration & Firm History

NY

10/18/2001 - Present

BGC Financial, LP (NEW YORK NY)

NY

03/15/2000 - 10/30/2001

GARBAN LLC (NEW YORK NY)

NY

12/03/1999 - 10/26/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NY

05/16/1997 - 12/08/1999

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

CT

08/09/1996 - 04/28/1997

AIG INTERNATIONAL SECURITIES INC. (GREENWICH CT)

NY

03/23/1994 - 10/17/1995

TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)

NY

04/27/1992 - 06/09/1993

R.J. KROSS ASSOC. LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan David Bernstein.
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