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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Daly is a financial advisor who has been active in the industry since 2000. Currently, Jonathan Daly is registered with Cetera Investment Advisers LLC and is based in Enfield, Connecticut. Jonathan Daly has held previous roles at several firms including Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, Voya Financial Advisors, Inc., Citizens Securities, Inc., Harvest Capital LLC, Webster Investment Services, Inc. and Advest, Inc. Jonathan Daly holds several licenses including Series 63, Series 65, Series 7, Series 24, Series 4, Series 52TO, Series 53, Series 55 and Series 99TO. Jonathan Daly is a specialist in Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, and Portfolio Management for Pension and Profit Sharing Plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/08/2024 - Present
Cetera Investment Advisers LLC (Enfield CT)
CO
02/07/2024 - 02/07/2024
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
02/07/2024 - 02/07/2024
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
02/07/2024 - 02/07/2024
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CT
01/09/2020 - 01/26/2024
VOYA FINANCIAL ADVISORS, INC. (Windsor CT)
RI
01/05/2015 - 01/06/2020
CITIZENS SECURITIES, INC. (JOHNSTON RI)
CT
11/06/2001 - 11/27/2013
HARVEST CAPITAL LLC (WETHERSFIELD CT)
CT
08/25/2000 - 07/16/2001
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
01/19/1999 - 08/23/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 4/9/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/31/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/26/1999
Series 4 - Registered Options Principal Examination
BC
Issued 3/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/8/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 1/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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