Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Daly is a financial advisor registered with Cetera Investment Advisers LLC. Jonathan has been in the industry since 2000 and has a wide range of experience working with various clients including high-net-worth individuals, corporations, and pension plans. Jonathan is a licensed investment advisor representative in Connecticut and holds several professional designations. Cetera Investment Advisers LLC offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/08/2024 - Present
Cetera Investment Advisers LLC (Enfield CT)
CO
02/07/2024 - 02/07/2024
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
02/07/2024 - 02/07/2024
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
02/07/2024 - 02/07/2024
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CT
01/09/2020 - 01/26/2024
VOYA FINANCIAL ADVISORS, INC. (Windsor CT)
RI
01/05/2015 - 01/06/2020
CITIZENS SECURITIES, INC. (JOHNSTON RI)
CT
11/06/2001 - 11/27/2013
HARVEST CAPITAL LLC (WETHERSFIELD CT)
CT
08/25/2000 - 07/16/2001
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
01/19/1999 - 08/23/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 04/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/26/1999
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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