Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Stein is an investment advisor representative, licensed in Texas. He is also a registered investment advisor and a financial advisor. Jonathan Stein has been working in the financial industry since 1981 and has held various positions at different firms. Jonathan Stein currently works for Kestra Advisory Services, LLC. Prior to that, he worked for Prospera Financial Services, Inc. Jonathan Stein's firm, Kestra Advisory Services, LLC, is an investment advisory firm registered with the Securities and Exchange Commission (SEC). Kestra Advisory Services, LLC, provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/28/2024 - Present
Kestra Advisory Services, LLC (Frisco TX)
NA
09/03/1985 - 09/24/1987
TEXAS SECURITIES, INC.
NA
11/29/1983 - 09/06/1985
TEXAS INDEPENDENT SECURITIES, INC.
NA
01/31/1983 - 10/05/1983
SOUTHWEST SECURITIES, INC.
NA
10/07/1982 - 02/16/1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/19/1981 - 08/20/1982
INSTITUTIONAL EQUITY CORPORATION
BC
Issued 01/23/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Stein is the right advisor for you? Invested Better is here to help.
