Unclaimed
Jonathan D Shofet is a registered representative with Neuberger Berman BD LLC. Jonathan has been in the industry since 2012 and is currently registered in New Jersey and New York. Jonathan has a Series 66, Series 7 and SIE license. Jonathan has worked at Neuberger Berman LLC since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/20/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 09/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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