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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan D. Chow is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Newport Beach, CA. Jonathan has been in the financial services industry since 2012. Prior to joining Merrill Lynch, Jonathan worked at SAGEPOINT FINANCIAL, INC. in Newport Beach, CA. Jonathan holds FINRA Series 6, 7, 9, 10, 24, 63, and 66 securities licenses. Jonathan is licensed to provide investment advice in 54 states and the District of Columbia. Jonathan's specializations include fixed income securities, stocks, mutual funds, exchange-traded funds (ETFs), and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
11/06/2012 - 10/16/2015
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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