Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Cu Yu is a financial advisor with Loop Capital Markets LLC, where he has been employed since August 2008. Jonathan has been in the financial industry since September 2000. Prior to joining Loop Capital Markets LLC, Jonathan was employed by J.P. Morgan Securities Inc. and BANC ONE CAPITAL MARKETS, INC.. Jonathan holds the Series 63, Series 7 and SIE licenses. Jonathan specializes in the areas of Transition Management Services/Equity Research Services and has clients in the following categories: other investment advisors, state or municipal government entities and other.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
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2
IL
08/26/2008 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
07/01/2004 - 06/25/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
09/20/2000 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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