Unclaimed
Jonathan Hubschman is a financial professional with over 30 years of experience in the securities industry. Jonathan currently works at Mizuho Securities USA LLC. Jonathan previously worked at Deutsche Bank Securities Inc., BNY Mellon Capital Markets, LLC, and J.P. Morgan Securities Inc. Jonathan is a licensed Series 4, 7, 14, 24, 52TO, 53, 55, 57TO, 63 and 65. Jonathan is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/17/2010 - 12/03/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/24/2008 - 06/30/2010
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/01/2008 - 11/26/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/23/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/08/2001 - 03/17/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/30/1997 - 01/08/2001
LEBENTHAL & CO., INC. (NEW YORK NY)
NY
03/10/1997 - 06/13/1997
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
IL
09/18/1996 - 03/10/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
09/19/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
08/19/1992 - 09/19/1994
CHEMICAL SECURITIES, INC. (NEW YORK NY)
MN
04/24/1991 - 08/03/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/24/1991 - 08/03/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2011
Series 14 - Compliance Officer Examination
BC
Issued 05/24/1996
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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