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Jonathan Craig Hubschman

Mizuho Securities USA LLC

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About Jonathan Craig Hubschman

Jonathan Hubschman is a financial professional with over 30 years of experience in the securities industry. Jonathan currently works at Mizuho Securities USA LLC. Jonathan previously worked at Deutsche Bank Securities Inc., BNY Mellon Capital Markets, LLC, and J.P. Morgan Securities Inc. Jonathan is a licensed Series 4, 7, 14, 24, 52TO, 53, 55, 57TO, 63 and 65. Jonathan is registered with the state of New York.

Firm Information

Jonathan Hubschman is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Hubschman’s Registration & Firm History

NY

12/04/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/17/2010 - 12/03/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/24/2008 - 06/30/2010

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/01/2008 - 11/26/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/23/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/08/2001 - 03/17/2005

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

05/30/1997 - 01/08/2001

LEBENTHAL & CO., INC. (NEW YORK NY)

NY

03/10/1997 - 06/13/1997

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

IL

09/18/1996 - 03/10/1997

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NA

09/19/1994 - 09/18/1996

CHEMICAL INVESTMENT SERVICES CORP.

NY

08/19/1992 - 09/19/1994

CHEMICAL SECURITIES, INC. (NEW YORK NY)

MN

04/24/1991 - 08/03/1992

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/24/1991 - 08/03/1992

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 06/26/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2011

Series 14 - Compliance Officer Examination

BC

Issued 05/24/1996

Series 4 - Registered Options Principal Examination

BC

Issued 02/28/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/18/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan Craig Hubschman.
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