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Jonathan Chuang

Wells Fargo Securities, LLC

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About Jonathan Chuang

Jonathan Chuang is a financial professional registered with Wells Fargo Securities, LLC. Jonathan has been in the industry since July 20, 2005. Jonathan has been associated with Wells Fargo Securities, LLC since November 6, 2009 and has previously worked with Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., and Wells Fargo Investments, LLC. Jonathan holds a Series 66, Series 99TO, SIE, and Series 7 license. Jonathan is currently registered in 53 states and Puerto Rico.

Firm Information

Jonathan Chuang is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Chuang’s Registration & Firm History

CA

11/06/2009 - Present

Wells Fargo Securities, LLC (LOS ANGELES CA)

CA

10/19/2006 - 03/02/2015

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)

CA

02/07/2007 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (LOS ANGELES CA)

CA

07/21/2005 - 10/20/2006

WELLS FARGO INVESTMENTS, LLC (ALHAMBRA CA)

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Licenses & Designations

BOTH

Issued 07/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jonathan Chuang.
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