Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Christopher Flood is a financial advisor who has been in the industry since May 12, 2011. Jonathan is currently registered with Lazard Asset Management LLC and is a registered investment advisor in Texas. Prior to joining Lazard, Jonathan worked at Neuberger Berman BD LLC and AXA Distributors, LLC. Jonathan is licensed to offer a variety of financial products and services including securities, investment advisory services, and futures managed funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/29/2021 - Present
Lazard Asset Management LLC (NEW YORK NY)
NY
02/26/2014 - 05/04/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NJ
03/29/2011 - 02/25/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NJ
12/24/2010 - 02/01/2011
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
IA
Issued 05/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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