Unclaimed
Jonathan Child is a financial professional with over 18 years of experience in the industry. Jonathan is currently registered with Goldman Sachs & Co. LLC and holds a Series 7, 8, 24, 55, 57TO and SIE license. Jonathan has previously worked at CREDIT SUISSE SECURITIES (USA) LLC, ITG INC., OFFROAD SECURITIES, INC., and BANC OF AMERICA SECURITIES LLC. Jonathan is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
07/11/2017 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
05/14/2009 - 07/10/2017
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
11/03/2005 - 05/15/2009
ITG INC. (SAN FRANCISCO CA)
CA
01/05/2000 - 08/04/2000
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
NY
01/29/1999 - 10/19/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 02/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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