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Jonathan Chiang

Mizuho Securities USA LLC

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About Jonathan Chiang

Jonathan Chiang is a financial professional with over 5 years of experience in the industry. Jonathan is currently registered with Mizuho Securities USA LLC, where Jonathan has been employed since 2023. Jonathan has previously worked at SG Americas Securities, LLC, NatWest Markets Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jonathan holds a variety of licenses and certifications including Series 3, Series 7, Series 24, and Series 63. Jonathan is registered with the state of New York and is also registered with FINRA and other SROs.

Firm Information

Jonathan Chiang is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Chiang’s Registration & Firm History

NY

07/24/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/04/2022 - 07/19/2023

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

CT

02/04/2020 - 03/08/2022

NATWEST MARKETS SECURITIES INC. (STAMFORD CT)

NY

07/21/2014 - 05/11/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/04/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/05/2022

Series 3 - National Commodity Futures Examination

BC

Issued 02/04/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan Chiang.
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