Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Chen is a financial advisor with UBS Securities LLC in San Francisco, CA. Jonathan has over 12 years of experience in the financial industry and is licensed in 52 states and the District of Columbia. Jonathan specializes in providing investment banking services to clients. He is a Series 7, 79, 79TO, and SIE licensed advisor. Jonathan's primary area of focus is investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/27/2024 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
03/23/2022 - 03/22/2024
WILLIAM BLAIR (SAN FRANCISCO CA)
CA
10/11/2011 - 09/22/2015
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Chen is the right advisor for you? Invested Better is here to help.
