Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Castle is a financial advisor with over 20 years of experience in the financial services industry. Jonathan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jonathan has held previous positions at BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Columbia Management Distributors, Inc., BACAP Distributors, LLC, Wachovia Securities, LLC, First Albany Corporation, and Pioneer Funds Distributor, Inc. Jonathan holds the Series 6, 7, 63, and 65 securities licenses. Jonathan specializes in providing portfolio management services for individuals and businesses. Jonathan also provides financial planning and pension consulting services. Jonathan is a dedicated and experienced financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/19/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NY
05/10/2019 - 06/25/2019
BOFA SECURITIES, INC. (NEW YORK NY)
MA
09/22/2009 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
08/20/2005 - 09/28/2009
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NC
05/17/2005 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
MO
08/05/2000 - 10/28/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/14/1999 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
MA
09/23/1998 - 04/30/1999
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
IA
Issued 12/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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