Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Castaneda is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Princeton, NJ. Jonathan is registered as an investment advisor representative in New Jersey and Texas. Jonathan has extensive experience in the financial services industry, having worked for several firms, including Pruco Securities, LLC. and Wells Fargo Clearing Services, LLC. Jonathan holds the Series 7TO, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination (SIE). Jonathan specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, businesses, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
NJ
06/20/2023 - 09/15/2023
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NJ
11/02/2022 - 06/07/2023
WELLS FARGO CLEARING SERVICES, LLC (ROBBINSVILLE NJ)
IA
Issued 07/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jonathan Castaneda is the right advisor for you? Invested Better is here to help.
