Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan C. Stapleton is a financial advisor with Cantor Fitzgerald & Co. in Darien, Connecticut. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry since 2005. Jonathan has his Series 7 and Series 63 licenses. He is registered to sell securities in Connecticut and New York. Before joining Cantor Fitzgerald & Co., Jonathan worked at RBS Greenwich Capital in Greenwich, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/15/2010 - Present
Cantor Fitzgerald & Co. (DARIEN CT)
CT
05/18/2005 - 05/09/2008
RBS GREENWICH CAPITAL (GREENWICH CT)
BC
Issued 11/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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