Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Brummer is a financial advisor with over 13 years of experience in the financial services industry. Jonathan is registered with Wells Fargo Clearing Services, LLC, and has held previous roles at Morgan Stanley, MML Investors Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jonathan has a broad range of experience and specializes in providing investment advice to a diverse clientele. Jonathan has a series 7, 66, and SIE license, and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/28/2020 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
NY
04/19/2017 - 10/02/2020
MORGAN STANLEY (NEW YORK NY)
NY
11/26/2012 - 04/06/2017
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
03/12/2010 - 07/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jonathan Brummer is the right advisor for you? Invested Better is here to help.
