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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Broughton Hodge is a financial advisor with over 20 years of experience in the industry. Jonathan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where Jonathan provides investment advice and portfolio management services to individuals, businesses, and institutions. Before joining Merrill Lynch, Jonathan was with UBS Financial Services Inc. and Bear, Stearns & Co. Inc.. Jonathan holds the Series 6, 7, 63, and 65 securities licenses and the SIE exam. Jonathan is also a member of the Leadership Board of A Place Called Home and a Board Member of the Miracle Mile Players. Jonathan is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
04/25/2008 - 07/26/2022
UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)
CA
03/07/2002 - 05/05/2008
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
NY
10/14/1999 - 03/13/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MA
12/09/1998 - 09/29/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MN
08/24/1998 - 12/01/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 04/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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