Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Dong is a financial advisor with Santander US Capital Markets LLC. Jonathan has been in the industry since 1999 and holds Series 7, Series 55 and SIE licenses, as well as the Series 63 license. Jonathan has experience at several firms, including Imperial Capital, LLC and Barclays Capital Inc., and has been registered in multiple states. Jonathan is registered in California, Connecticut, Georgia, Illinois, Indiana, Iowa, Massachusetts, Michigan, Minnesota, New York, Ohio, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/15/2020 - Present
Santander US Capital Markets LLC (CHICAGO IL)
IL
05/12/2014 - 05/21/2020
IMPERIAL CAPITAL, LLC (CHICAGO IL)
IL
09/22/2008 - 02/27/2014
BARCLAYS CAPITAL INC. (CHICAGO IL)
NY
09/23/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Dong is the right advisor for you? Invested Better is here to help.
