Unclaimed
Jonathan Barouch is a financial advisor with Daiwa Capital Markets America Inc. Jonathan holds the Series 7TO, Series 63, and SIE licenses. Jonathan's primary focus is on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 03/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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