Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Anderson is a financial advisor with over 10 years of experience in the industry. Jonathan is registered with SMBC Nikko Securities America, Inc. in New York, NY. Prior to joining SMBC Nikko Securities America, Inc., Jonathan worked at Goldman Sachs & Co. LLC. Jonathan holds a Series 7, Series 24, Series 63, Series 79, and SIE license. Jonathan is also registered as a securities professional in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/05/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/27/2012 - 01/23/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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