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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Bolter is a financial advisor with UBS Financial Services INC., based in Roseville, CA. Jonathan has over 36 years of experience in the financial services industry, working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Jonathan provides a variety of financial services, including financial planning, portfolio management, and educational seminars. Jonathan is registered with the Securities and Exchange Commission (SEC) and holds Series 3, 7, 63, and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/15/2023 - Present
UBS Financial Services Inc. (ROSEVILLE CA)
CA
06/01/2009 - 08/11/2014
MORGAN STANLEY (ROSEVILLE CA)
CA
01/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FOLSOM CA)
CA
03/24/1995 - 01/15/2008
WACHOVIA SECURITIES, LLC (FOLSOM CA)
NY
11/07/1991 - 04/04/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/21/1986 - 12/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 7/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/4/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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