Unclaimed
Jonathan Berrospi is a financial professional with UBS Securities LLC. Jonathan has been in the industry since February 28, 2019. Jonathan holds the SIE, Series 79, and Series 63 licenses. Jonathan has been registered with the state of New York since September 8, 2022. Jonathan is currently located at the UBS Securities LLC branch office in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2022 - Present
UBS Securities LLC (New York NY)
IL
11/15/2017 - 05/24/2021
UBS SECURITIES LLC (CHICAGO IL)
BC
Issued 05/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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