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Jonathan Benjamin Ludwig

Canaccord Genuity LLC

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About Jonathan Benjamin Ludwig

Jonathan Ludwig has been in the financial industry since 1991. Jonathan is currently registered with Canaccord Genuity LLC and has previously held positions with C.K. Cooper & Company, Inc., Carlin Equities Corp., Bear, Stearns & Co. Inc., ITG Inc., and Jefferies & Company, Inc. Jonathan holds the following licenses: Series 63, Series 65, SIE, Series 57TO, Series 3 and Series 7.

Firm Information

Jonathan Ludwig is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Ludwig’s Registration & Firm History

NY

08/29/2022 - Present

Canaccord Genuity LLC (NEW YORK NY)

CA

07/07/2004 - 08/29/2005

C.K. COOPER & COMPANY, INC. (IRVINE CA)

NY

06/06/2003 - 07/01/2004

CARLIN EQUITIES CORP. (NEW YORK NY)

NA

01/07/1993 - 11/04/1994

BEAR, STEARNS & CO. INC.

NA

03/03/1992 - 01/01/1993

ITG INC.

NA

07/31/1991 - 03/02/1992

JEFFERIES & COMPANY, INC.

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Licenses & Designations

BC

Issued 06/04/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/21/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2022

Series 57TO - Securities Trader Exam

BC

Issued 06/13/2011

Series 3 - National Commodity Futures Examination

BC

Issued 06/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan Benjamin Ludwig.
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