Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Abrams is an investment advisor representative registered with Ameriprise Financial Services, LLC. Jonathan has been in the industry since 1995 and has held registrations with several firms including HSBC Securities (USA) Inc., Wells Fargo Advisors, LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Dreyfus Service Corporation, Lexington Capital Corporation, and First United Equities Corporation. Jonathan holds a Series 65 license, a Series 63 license, a Series 7 license, a Series 9 license, and a Series 10 license. Jonathan's specializations include asset allocation, portfolio management, financial planning, and retirement planning. He is also a FINRA non-public arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/11/2017 - Present
Ameriprise Financial Services, LLC (ROCKVILLE CENTER NY)
NY
09/22/2010 - 06/26/2013
HSBC SECURITIES (USA) INC. (HEWLETT NY)
NY
06/20/2007 - 09/13/2010
WELLS FARGO ADVISORS, LLC (GREENVALE NY)
NY
10/20/2004 - 06/19/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HEWLETT NY)
NY
01/16/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/10/1997 - 01/02/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
04/17/1997 - 05/20/1997
LEXINGTON CAPITAL CORPORATION (NEW YORK NY)
NY
05/24/1995 - 04/07/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
IA
Issued 10/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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