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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Barry Smith is an Investment Advisor Representative and a Registered Representative at Captrust, in Greensboro, NC. Jonathan has been in the financial services industry since 2009. Jonathan's background includes experience at Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC, and TD Ameritrade, Inc. Jonathan holds Series 63, 65, 7, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
02/15/2019 - Present
Captrust (Greensboro NC)
TX
09/10/2014 - 01/29/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/03/2013 - 05/24/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
10/19/2011 - 10/26/2012
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/25/2011 - 10/19/2011
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
10/04/2007 - 06/01/2011
TD AMERITRADE, INC. (FORT WORTH TX)
IA
Issued 11/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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