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Jonathan Austin Buck

Invesco Distributors, Inc.

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About Jonathan Austin Buck

Jonathan Austin Buck is a financial advisor with Invesco Distributors, Inc. Jonathan has been in the financial industry since July 17, 2006 and is registered with FINRA and in 53 states. Jonathan previously worked at OppenheimerFunds Distributor, Inc., Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Jonathan holds the following licenses: Series 7, Series 31, Series 66, Series 24, Series 51, and SIE.

Firm Information

Jonathan Buck is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Buck’s Registration & Firm History

GA

05/25/2019 - Present

Invesco Distributors, Inc. (ATLANTA GA)

CO

09/22/2010 - 05/25/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

12/16/2008 - 09/17/2010

CHASE INVESTMENT SERVICES CORP. (HIGHLANDS RANCH CO)

CO

12/01/2006 - 12/05/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENGLEWOOD CO)

CO

06/16/2006 - 11/13/2006

MORGAN STANLEY DW INC. (CENTENNIAL CO)

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Licenses & Designations

BOTH

Issued 06/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/2020

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/04/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 06/15/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Austin Buck.
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