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Jonathan Atkin

RBC Capital Markets, LLC

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About Jonathan Atkin

Jonathan Atkin is a financial advisor with RBC Capital Markets, LLC. Jonathan has been in the financial services industry since 1999. Jonathan specializes in providing financial advice to individuals, families, and businesses. Jonathan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 62, Series 63, Series 86, and Series 87 licenses. Jonathan has previously worked at RBC CAPITAL MARKETS CORPORATION, RBC DAIN RAUSCHER INC., TD SECURITIES (USA) INC., and BT ALEX. BROWN INCORPORATED.

Firm Information

Jonathan Atkin is currently registered with RBC Capital Markets, LLC. RBC Capital Markets, LLC is a Limited Liability Company formed in 2010 and headquartered in New York, NY. The firm is a Registered Investment Advisor with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. RBC Capital Markets, LLC offers a wide range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm serves a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles. RBC Capital Markets, LLC manages more than $50 billion in assets.
RBC Capital Markets, LLC

200 VESEY ST.

NEW YORK, NY 10281

$259.96B

Assets Under Management

1,784

Total Clients

4,423

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jonathan Atkin’s Registration & Firm History

CA

02/29/2008 - Present

RBC Capital Markets, LLC (SAN FRANCISCO CA)

CA

02/06/2004 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)

NY

02/17/2000 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

01/03/1998 - 09/30/1998

TD SECURITIES (USA) INC. (NEW YORK NY)

MD

12/05/1997 - 01/15/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 06/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/05/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/09/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jonathan Atkin.
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