Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Andrew Shaffer is a financial professional who is registered with Finalis Securities LLC and has been in the industry since 2021. Jonathan Shaffer is licensed in 9 states, including California, Arizona, Texas and more. Jonathan Shaffer has passed the Series 63, Series 82TO and the SIE exam. Previously, Jonathan Shaffer was employed with PHASE ONE FINANCIAL SERVICES, LLC. Jonathan Shaffer is a licensed Series 63 representative in several states. Jonathan Shaffer is also a Series 82TO representative. Jonathan Shaffer is also a Series SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/01/2023 - Present
Finalis Securities LLC (New York NY)
NY
05/06/2021 - 12/31/2023
PHASE ONE FINANCIAL SERVICES, LLC (NEW YORK NY)
BC
Issued 05/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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