Unclaimed
Jonathan Andrew Rains is an active investment advisor representative with Hornor, Townsend & Kent, LLC, a registered investment advisor with the Securities and Exchange Commission. Jonathan is also a licensed insurance agent. Jonathan has been in the securities industry since 2001 and has a combined total of 11 approved state registrations. Jonathan has experience with various investment products and services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Jonathan has held positions at Northwestern Mutual Investment Services, LLC, Russell Investments Financial Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CO
07/03/2024 - Present
Hornor, Townsend & Kent, LLC (LITTLETON CO)
CO
03/13/2019 - 08/19/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
WA
10/03/2003 - 08/30/2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
NY
04/04/2001 - 09/09/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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