Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Albert Barokas is a financial advisor with KKR Capital Markets LLC. Jonathan has been in the securities industry since February 22, 2021. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 79TO and Series 63 licenses. Jonathan is also registered with the securities regulators in 53 states and territories of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/23/2021 - Present
KKR Capital Markets LLC (New York NY)
BC
Issued 11/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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