Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Rosenthal is a financial advisor with over 30 years of experience in the industry. Jonathan is registered with Stonex Advisors Inc., and has held previous roles with WRP Investments, Inc., United Planners' Financial Services of America A Limited Partner, CUE Financial Group, Inc., Sunamerica Securities, Inc., Royal Alliance Associates, Inc., Walnut Street Securities, Inc., Equity Services, Inc., Home Life Insurance Company, W. S. Griffith & Co., Inc., PML Securities Company, GNA Securities, Inc., NML Equity Services, Inc., Robert W. Baird & Co. Incorporated, and Pruco Securities Corporation. Jonathan holds several licenses including Series 6, 7, 63, and 66. Jonathan is currently registered in Arizona, California, Colorado, Oregon, and Tennessee and specializes in providing financial consulting services, financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/30/2015 - Present
Stonex Advisors Inc. (Cave Creek AZ)
AZ
01/04/2010 - 09/12/2014
WRP INVESTMENTS, INC. (CAVE CREEK AZ)
AZ
11/01/2006 - 12/31/2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CAVE CREEK AZ)
AZ
01/13/2003 - 11/01/2006
CUE FINANCIAL GROUP, INC. (CAVE CREEK AZ)
AZ
06/23/1999 - 01/21/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/27/1994 - 06/25/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
10/29/1992 - 01/04/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
VT
03/04/1992 - 10/05/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
09/10/1991 - 01/27/1992
HOME LIFE INSURANCE COMPANY
CT
09/10/1991 - 01/27/1992
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
DE
04/09/1991 - 07/03/1991
PML SECURITIES COMPANY (NEWARK DE)
VA
02/08/1989 - 04/19/1989
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
04/22/1988 - 02/24/1989
NML EQUITY SERVICES, INC.
NA
04/22/1988 - 02/06/1989
ROBERT W. BAIRD & CO. INCORPORATED
NA
07/15/1987 - 03/29/1988
PRUCO SECURITIES CORPORATION
BOTH
Issued 09/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Rosenthal is the right advisor for you? Invested Better is here to help.
